Principal, General Counsel, Assistant Chief Compliance Officer
Joined: 2015
Focus: Compliance
Professional Background
- State Street Global Advisors
- Atlantis Technology Corporation
- Intrepid Legal Strategies
Certifications and Associations
- Admitted to the Massachusetts Bar in 2009
- Board of Directors Member, New England Broker/Dealer and Investment Adviser Association, Inc.
Education
- LLM in Banking & Financial Law, Boston University (expected May 2020)
- JD, New England School of Law
- BA in Business Administration and History, Muhlenberg College